Declining operating costs and past surpluses will keep market regulation fees stable, says annual report
The Sept. 9 annual meeting will be CEO Susan Wolburgh Jenah’s last
IOSCO Affiliate Members Consultative Committee approves three new work streams
Details of their proposals will be set out in rule filings and amendments subject to SEC approval
Framework will ensure rules are better designed and minimize unnecessary burdens
Members to elect directors on Sept. 10
Association says the current structure of the self-regulatory model is widely viewed to be outdated and in need of reform
SRO considers dropping sections that give district councils the power to suspend or terminate a dealer
In its 2011-2012 annual report, the self-regulatory organization notes that some other fees will decrease
Agreement will facilitate the exchange of information, and support collaboration on investigations