IIROC and the MFDA have advisory committees, regional councils and policy roundtables in place through which to receive feedback
The past 12 months included a wide range of significant changes, from implementing CRM2, to fresh steps toward a national regulator
The SRO's performance in its enforcement and business conduct compliance functions is not up to snuff, CSA report reveals
Report considers the need to review and put appropriate constraints on self-regulatory organizations
Declining operating costs and past surpluses will keep market regulation fees stable, says annual report
The Sept. 9 annual meeting will be CEO Susan Wolburgh Jenah’s last
IOSCO Affiliate Members Consultative Committee approves three new work streams
Details of their proposals will be set out in rule filings and amendments subject to SEC approval
Framework will ensure rules are better designed and minimize unnecessary burdens
Members to elect directors on Sept. 10
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