Consultation highlights industry concerns
U.S. SRO highlights regulatory implications
SRO integration and investor protection also on the agenda
CIRO survey finds investors relying on social media, ranking it as worthy as traditional advice
SRO says post-pandemic rules facilitate flexible working models
Fund rep could fill out basic information, but not KYC info, on investment dealer accounts
Fees to rise for most firms as minimums go up, certain dealers pay higher share
SRO proposes doubling maximum fines, toughening suspensions
Expanding access to advice, standardizing KYC data collection on SRO's agenda
Industry divided on, investor advocates opposed to, reforms