SRO develops accreditation process amid divergent industry reaction
Victoria Harnish will serve a two-year term
An IIROC survey reveals gaps in current and aspiring investors' views on regulation
The guidance overhaul follows a plain-language rulebook rewrite
Talk of merging the SROs has surfaced repeatedly over the years
The MFDA's auditors and directors were also approved at the meeting
Reviewing common disciplinary actions can help protect your practice
Firm had been suspended since 2015
Editorial
A new paper argues that prospects for reform at the provincial level shouldn't prevent IIROC and MFDA from merging