Fund industry SRO shoots down consolidation, reiterates call for overhaul
New paper promises huge payoff from SRO consolidation
SRO says top priority is returning money to harmed investors.
The nominees have experience with senior and vulnerable investors
How to avoid the most common legal and regulatory infractions
Dealer firm consents to suspension by industry SRO
SRO fees are being pushed back for small and mid-size firms, which represent 90% of investment dealers
Market operations have proven resilient
Investor group says CSA must go deeper than an IIROC-MFDA merger review
The SRO is prepared to grant temporary exemptions from several requirements