An IIROC survey reveals gaps in current and aspiring investors' views on regulation
The guidance overhaul follows a plain-language rulebook rewrite
Talk of merging the SROs has surfaced repeatedly over the years
The MFDA's auditors and directors were also approved at the meeting
Reviewing common disciplinary actions can help protect your practice
Firm had been suspended since 2015
Editorial
A new paper argues that prospects for reform at the provincial level shouldn't prevent IIROC and MFDA from merging
The heads of the MFDA and IIROC squared off on the future of SROs
The SRO published its annual report on Tuesday
aHR0cHM6Ly93d3cuaW52ZXN0bWVudGV4ZWN1dGl2ZS5jb20vdGFnL3NlbGYtcmVndWxhdG9yeS1vcmdhbml6YXRpb25zL3BhZ2UvMjQv(U2NyZWVuSGVpZ2h0)NzIw(U2NyZWVuV2lkdGg)MTI4MA(T0ZTWVNfUmVmZXJyZXI)(dmlzaXRvcktleQ)N2tSaVA4Z00(dmlzaXRLZXk)bUNxQ2pLOFc){kind=small}