Keyword: Self-regulatory organizations

323 results found

The guidance overhaul follows a plain-language rulebook rewrite

Talk of merging the SROs has surfaced repeatedly over the years

The MFDA's auditors and directors were also approved at the meeting

Reviewing common disciplinary actions can help protect your practice

Firm had been suspended since 2015

Editorial

A new paper argues that prospects for reform at the provincial level shouldn't prevent IIROC and MFDA from merging

The heads of the MFDA and IIROC squared off on the future of SROs

  • By: Katie Keir
  • September 26, 2019 October 17, 2019
  • 15:49

The SRO published its annual report on Tuesday

They take effect in September