FINRA has observed a sharp increase in "instant funds" scams in the past two months
IIROC outlined the challenges for firms and regulators in a new report
There is no evidence that video hearings are unfair, regulator rules
The association delivered its proposed roadmap to inform a CSA decision due this summer
SRO adopts rule changes to enhance investor protection
Fund dealers were advised to examine their client reports for unusual or incorrect information
Regulators are weighing options for the future of the self-regulatory framework
The deadline for dealers to nominate candidates is March 12
The MFDA is working on an "implementation roadmap" for its vision for the future of self-regulation
Consolidating the MFDA and IIROC would ultimately benefit investors, writes Paul Bourque