SRO reform should serve the public interest and investors’ needs, writes John Carson of FAIR Canada
Investors want regulation that will watch their back and a regulator they can trust, writes Ken Kivenko
SRO reform can lead to a better outcome for dealers and their clients
The self-regulatory organization calls on fund dealers to participate in policy consultations
Nominations for market reg and fixed-income committees due Aug. 21
Why SROs work well for investors and the industry
The SRO staff's authority to rule on exemption applications has been extended
Maureen Jensen will serve as a public governor for the U.S. SRO
SRO to consider a return to live events in 2021
Proposal is one of several set out in SRO's priorities for the current year
aHR0cHM6Ly93d3cuaW52ZXN0bWVudGV4ZWN1dGl2ZS5jb20vdGFnL3NlbGYtcmVndWxhdG9yeS1vcmdhbml6YXRpb25zL3BhZ2UvMjAv(U2NyZWVuSGVpZ2h0)NzIw(U2NyZWVuV2lkdGg)MTI4MA(T0ZTWVNfUmVmZXJyZXI)(dmlzaXRvcktleQ)YVdNbDB6Sko(dmlzaXRLZXk)d2dWSE5IV20){kind=small}