Appointees will join new SRO's disciplinary committees
The SRO detailed its policy priorities for the year
The Canadian Securities Administrators say the new SRO's CEO will be named in the coming weeks
Advisors who leave the industry to avoid investigations and hearings suffer more severe penalties
Ontario judge sides with MFDA in attempt to collect sanctions
Interim rules coming in May, with new CEO, board to be named in Q2
The CSA is seeking six industry directors and eight independent directors for the board
The MFDA also issued a permanent ban to the former branch manager in Alberta
Debra Doucette takes the role as Holly A. Benson steps down
Regulators aim to name CEO, board by Q2 next year