Keyword: Self-regulatory organizations

361 results found

SRO merger offers a host of advantages for dual-registered firms

SRO reform a go after dealer vote article image Business partnership meeting. Picture businessmans handshake. Successful businessmen handshaking after good deal. Horizontal, blurred (Business partnership meeting. Picture businessmans handshake. Successful businessmen handshaking after good deal. Ho

SRO reform a go after dealer vote

Better the devil you know? SRO dealers set to decide article image Modern Keyboard Button with Vote Icon - Online Voting and Election Concept

Better the devil you know? SRO dealers set to decide

As new SRO looms, costs rise

Mark Gordon steps down as head of MFDA article image announcement

Mark Gordon steps down as head of MFDA

  • By: IE Staff
  • September 16, 2022 September 16, 2022
  • 15:58
SRO oversight of U.S. prop traders a positive: Moody’s article image stock market

SRO oversight of U.S. prop traders a positive: Moody’s

SEC seeks expansion of SRO oversight

Regulators approve using MFDA discretionary fund to pay new SRO integration costs article image Modern urban skyscrapers in downtown Chicago from below to the blue summer sky. Sun reflecting in the glass facades of the urban futuristic buildings. Chicago, Illinois, USA

Regulators approve using MFDA discretionary fund to pay new SRO integration costs

New chair, director for MFDA article image 11049130 – conference room interior alternate text for this image

New chair, director for MFDA

IIROC solicits advisory committee nominations