Keyword: Self-regulatory organizations

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The CSA is seeking six industry directors and eight independent directors for the board

The MFDA also issued a permanent ban to the former branch manager in Alberta

announcement

Debra Doucette takes the role as Holly A. Benson steps down

  • By: IE Staff
  • November 24, 2021 November 24, 2021
  • 15:25

Regulators aim to name CEO, board by Q2 next year

group collaboration

But stakeholders say board representation for financial advisors and smaller players is inadequate

The CSA chair provided details Wednesday about the new SRO and why he's "all in" on CRM3

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Understand how a settlement can unexpectedly affect you

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Fees as a share of industry revenues and profits have continued to decline

obstacle solution

The CSA hasn’t set a timeline for reforms

The CSA's plan received broad support, but there's plenty of work to do on the details