SRO expels brokerage over widespread regulatory violations
Some fees reduced to reflect existing OSC oversight of new SRO
Firms will have until Dec. 31, 2024, to adopt the name and logo on required disclosures
Changes to dealer rules, trading rules aim to facilitate shorter settlement cycle
CSA and CCIR finalize CRM3 rules, give industry until 2026 to adopt
An Ontario court rejected an appeal over IIROC sanctions
New branding would replace existing logos by the end of 2024
The regulator intends to be a credentialing body under the province's title protection regime
Panel concluded that rep was participating in proceeding anonymously
Quebec court cites statutory immunity in dismissing claim