New rule sharply narrows prop traders' SRO exemption
Long-time SRO employee tapped to head division
SRO to expand former MFDA project to all dealers in 2024
Former Scotia Capital rep sanctioned in settlement with CIRO
Firm admitted to serving retail investors before SRO approvals, systems in place
The transition for Scotiabank will be finalized as of Jan. 1, 2024
Proposal revises conservative approach initially sought by IIROC
SRO renews Maureen Jensen's board term for three years
CIRO proposes to focus on exams instead
Gravitas Securities suspended after repeated shortfalls, failure to file financials