Keyword: Securities regulations

570 results found

Proposed exemption would allow non-accredited investors to self-certify their sophistication

IIROC calls for added controls on inside information in remote-work environments

vintage microphones

Tim Moseley appointed to two-year term as vice-chair

The organization is recognizing the education and skills that CFAs already possess

  • By: IE Staff
  • October 5, 2020 October 15, 2020
  • 11:40

Overlapping regulatory agendas will require constructive coordination

  • By: Ian Russell
  • September 23, 2020 September 23, 2020
  • 16:39

Board has three new members

  • By: IE Staff
  • September 23, 2020 September 23, 2020
  • 14:48

Proposals would refine mandatory central clearing

A multi-year research project by CSA offers insight

  • By: Katie Keir
  • August 27, 2020 August 27, 2020
  • 16:04

Group suggests a transformation of OSC and SRO governance

A court ruling against the SEC has implications for Canada