Keyword: Securities regulations

569 results found
stressed businessman

What the government intends to do with the proposals remains unclear

The market battle that involved GameStop, AMC has sparked a review of trading practices

Ex-CEO sanctioned for trading after issuing misleading press releases

The proposals would radically alter securities regulation in Ontario

The choice for SEC chair signals a more activist role after a deregulatory stretch during the Trump administration

The bank was fined £26 million and paid £273 million in redress to customers

The regulator is introducing a new framework for ensuring that funds properly value their assets

Modern urban skyscrapers in downtown Chicago from below to the blue summer sky. Sun reflecting in the glass facades of the urban futuristic buildings. Chicago, Illinois, USA

Executive director says funding will provide stability for the organization

investment concept

The regulator proposes to allow companies to pay up to 15% of annual pay in securities

Proposed exemption would allow non-accredited investors to self-certify their sophistication