Keyword: Securities regulations

570 results found
a man on a precipice

Systemic risk to the industry remains, as crisis response measures have created vulnerabilities

Total cost reporting for seg funds as well as title regulation are on the docket for fiscal 2022–23

  • By: IE Staff
  • October 8, 2021 October 8, 2021
  • 13:52

More than US$4 billion in total is expected to be returned to Madoff's investors

The action involves online crypto-lending platform BitConnect and related individuals

  • By: IE Staff
  • September 2, 2021 September 2, 2021
  • 17:10
plan idea

On a pilot basis, businesses in Alberta and Saskatchewan will be able to raise public capital more easily

  • By: IE Staff
  • September 1, 2021 September 1, 2021
  • 14:57
gavel on a laptop

Two men from Florida agreed to the penalties without admitting or denying the charges

  • By: IE Staff
  • August 6, 2021 August 6, 2021
  • 13:38

OBSI’s Joint Regulators Committee said client compensation has fallen $1.3 million short of the recommended payout over three years

Improving the CSA makes more sense than trying to create another national regulator

Citing continued consumer harm and a lack of trust, regulator plans tougher consumer protection requirements

Now that the project has been shelved, Ottawa and the provinces can focus on improving securities regulation, experts say