Keyword: Securities regulations

566 results found
plan idea

On a pilot basis, businesses in Alberta and Saskatchewan will be able to raise public capital more easily

  • By: IE Staff
  • September 1, 2021 September 1, 2021
  • 14:57
gavel on a laptop

Two men from Florida agreed to the penalties without admitting or denying the charges

  • By: IE Staff
  • August 6, 2021 August 6, 2021
  • 13:38

OBSI’s Joint Regulators Committee said client compensation has fallen $1.3 million short of the recommended payout over three years

Improving the CSA makes more sense than trying to create another national regulator

Citing continued consumer harm and a lack of trust, regulator plans tougher consumer protection requirements

Now that the project has been shelved, Ottawa and the provinces can focus on improving securities regulation, experts say

Investor legal aid clinics supplied two new members to the advocacy group

stressed businessman

What the government intends to do with the proposals remains unclear

The market battle that involved GameStop, AMC has sparked a review of trading practices

Ex-CEO sanctioned for trading after issuing misleading press releases