Bill would alter balance between legislature and the OSC
Commenters decried the “comply or explain” model for emissions reporting
Respondents admitted misconduct, agreed to sanctions
The SEC is inviting public comment on new regulations including a ban on charging certain fees to a private fund or its portfolio investments
A collaborative approach with realistic timelines would help reduce strain on firms
Report casts doubt on regulator’s independence
Two of the entities operated as an exchange without regulatory approval, while the third had quarterly report inaccuracies
The individual was worried that his testimony to the regulator could be used by U.S. authorities
An OSC Dialogue panellist highlighted the need for investor coaching
The gross market values for the contracts were down across the board in 2021
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