The Quebec regulator also plans to improve complaint handling and financial literacy
Assets in Emerge ETFs are held in trust and still “have value” during cease-trade order, firm says
Ontario's Ministry of Finance says it is still assessing the OSC's report a year after it was submitted
Wealth leader Stephan Bourbonnais wants the iA businesses to lead the way in the new self-regulatory regime
Regulatory efficiency saves costs and ultimately benefits investors
U.S. regulators settle with firm over unregistered product
Cowan replaces Heather Zordel, who resigned last month
Leadership veterans joining the IIAC's group of advisors include big hitters like Rick Annaert, Steve Donald and Steve Geist
The company failed to file accurate financial statements, the regulator alleges
Regulators require internal compliance expertise
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