Keyword: Securities regulations

566 results found

The IMF’s report homes in on lax enforcement, and also calls for a national securities regulator

Hockin panel to develop model common securities act

  • By: IE Staff
  • February 21, 2008 February 21, 2008
  • 11:40

New requirements take effect June 23

  • By: Regan Ray
  • February 15, 2008 February 15, 2008
  • 11:10

OSC had concerns related to the appropriateness inter-fund trades

  • By: IE Staff
  • February 4, 2008 February 4, 2008
  • 17:44

Heads say first step is to create a framework for discussions

Chief economist lays out the arguments

  • By: Regan Ray
  • January 17, 2008 January 17, 2008
  • 11:01

Report intended to raise public awareness of enforcement efforts

  • By: Regan Ray
  • January 8, 2008 January 8, 2008
  • 11:50

Report card summarizes monthly trade match performance for all CDS buy and sale trades

  • By: IE Staff
  • November 26, 2007 November 26, 2007
  • 09:50

Association submits recommendations to U.S. Treasury

Canada is lagging a number of Asian countries