Keyword: Securities regulations

571 results found

Deadline for submissions is July 15

  • By: IE Staff
  • April 21, 2008 December 14, 2017
  • 11:25

State regulators oppose Paulson blueprint

Super-regulator not required, says CFTC head

Long-term goal is to create entirely new regulatory structure using a principles-based approach

New rule will make it easier to distribute securities across Canada, CSA says

  • By: IE Staff
  • March 13, 2008 March 13, 2008
  • 10:15

The IMF’s report homes in on lax enforcement, and also calls for a national securities regulator

Hockin panel to develop model common securities act

  • By: IE Staff
  • February 21, 2008 February 21, 2008
  • 11:40

New requirements take effect June 23

  • By: Regan Ray
  • February 15, 2008 February 15, 2008
  • 11:10

OSC had concerns related to the appropriateness inter-fund trades

  • By: IE Staff
  • February 4, 2008 February 4, 2008
  • 17:44

Heads say first step is to create a framework for discussions