Keyword: Securities regulations

566 results found

Market turmoil has highlighted outdated nature of financial regulatory system, Treasury Secretary says

But some are baffled as to just what the regulators are trying to accomplish

Reform gets hung up in provincial differences

Canadian regulators falling behind

A joint U.S.-EU committee, known as the Transatlantic Economic Council, calls for greater integration between the two economic powerhouses, including their respective securities markets.The TEC, comprised of U.S. Cabinet Members and European Commissioners, first met in November 2007 in Washington, DC. It held its second meeting in Brussels this week, after which it issued a […]

Deadline for submissions is July 15

  • By: IE Staff
  • April 21, 2008 December 14, 2017
  • 11:25

State regulators oppose Paulson blueprint

Super-regulator not required, says CFTC head

Long-term goal is to create entirely new regulatory structure using a principles-based approach

New rule will make it easier to distribute securities across Canada, CSA says

  • By: IE Staff
  • March 13, 2008 March 13, 2008
  • 10:15