Emanuel’s appointment as chief of staff a positive step for Canada-U.S. relationship
The AMF is seeking prison terms and fines totalling more than $2.5 million, as well as costs
Only the NDP believes that Canada should stick with the current passport model
Roundtable discussions will advise SEC on transition from forms-based system to one that is more dynamic and user friendly
A total of 682 charges are being laid against five individuals, carrying a total of $551.5 million in fines
Amendments come into force in Ontario on September 12
Securities regulators are, once again, broaching the idea of increasing their oversight of financial planning activity. But while some improvement would be welcome for clients, the looming resistance highlights the deeper problem of regulatory fragmentation.Any effort to take charge of financial planning will inevitably run into complaints that securities regulators are encroaching on territory that […]
Expert panel receives more than 70 formal submissions
Editorial
Market turmoil has highlighted outdated nature of financial regulatory system, Treasury Secretary says