Keyword: Securities regulations

566 results found

OSC granted authority to take immediate action in extraordinary circumstances

Proposals to change mutual fund disclosure among this summer’s initiatives

Regulators to meet in Basel

  • By: IE Staff
  • June 26, 2009 June 26, 2009
  • 09:15

Administrator and CEO of Antigua’s Financial Services Regulatory Commission is implicated in Ponzi scheme

Council also supports the creation of a European systemic risk board

The defendants are alleged to have committed securities fraud and to have traded unregistered securities

  • By: IE Staff
  • June 10, 2009 June 10, 2009
  • 13:29

Financial crisis underlines need for regulators to focus on cross-border risks

Worldwide, synchronized nature of the meltdown has exposed the myth of local issues

Wolburgh Jenah calls on industry to rebuild the public trust

CCMR report makes 57 recommendations to address system’s shortcomings