Keyword: Securities regulations

571 results found

Increased collaboration will benefit investors

  • By: IE Staff
  • July 27, 2009 July 27, 2009
  • 11:01

But the court has delayed the order for a year to give B.C.’s legislature time to deal with the matter

FSA will have authority to impose higher capital requirements on firms that present greater risks to the financial system

The regulator is working to enhance the adjudicative case-management process to increase responsiveness and efficiency

Under the new proposals, fines would be linked more closely to the income from the product or business area linked to a breach

OSC granted authority to take immediate action in extraordinary circumstances

Proposals to change mutual fund disclosure among this summer’s initiatives

Regulators to meet in Basel

  • By: IE Staff
  • June 26, 2009 June 26, 2009
  • 09:15

Administrator and CEO of Antigua’s Financial Services Regulatory Commission is implicated in Ponzi scheme

Council also supports the creation of a European systemic risk board