Keyword: Securities regulations

570 results found

Schedule details deadlines for marketplaces to meet from now until February 2011

Settlement includes $4 million investment in financial education campaign

  • By: IE Staff
  • December 21, 2009 December 21, 2009
  • 17:53

Current and future regulatory landscape to be discussed

  • By: IE Staff
  • November 24, 2009 November 24, 2009
  • 12:38

Those opting out of national regulator could be left behind; others, neglecting much-needed reforms

Inquiry in Australia could propose new rules (IE:TV)

New rules designed to ensure market integrity, enhance investor confidence and preserve liquidity

Tougher sentences proposed in response to financial scandals

Canada’a system can always be improved, but is not broken

  • By: IE Staff
  • November 2, 2009 November 2, 2009
  • 14:50

Three unique experiences lead some to ask: shouldn’t a company be required to register once it reaches a certain size?

UK, U.S. regulators have switched focus from principles to rules

  • By: Megan Harman
  • September 22, 2009 September 22, 2009
  • 12:04