Keyword: Securities regulations

566 results found

Inquiry in Australia could propose new rules (IE:TV)

New rules designed to ensure market integrity, enhance investor confidence and preserve liquidity

Tougher sentences proposed in response to financial scandals

Canada’a system can always be improved, but is not broken

  • By: IE Staff
  • November 2, 2009 November 2, 2009
  • 14:50

Three unique experiences lead some to ask: shouldn’t a company be required to register once it reaches a certain size?

UK, U.S. regulators have switched focus from principles to rules

  • By: Megan Harman
  • September 22, 2009 September 22, 2009
  • 12:04

U.S. Treasury moving into a new phase of stabilization

Only 38% of issuers “substantively” complied with requirements

Financial industry associations stress the importance of coordination between G20 countries

Global critics fault Canadian system for lack of independence, teeth