Keyword: Securities regulations

571 results found

Wetston says the OSC is keeping a close watch on the changes wrought by globalization, technological advancement and product innovation

Staffing costs are driving most increases

Global and domestic regulators are struggling to develop a framework of rules to govern electronic trading

Has the trading world evolved beyond its regulatory regime?

More study necessary on the risks of high frequency trading, CESR says

Canadian regulators looking for cost effective framework for regulating short sales

Three reports identify areas for improvement

Policymakers cautioned to avoid over-regulation

B.C. Finance Statutes Amendment Act introduced

Mandatory recognition for entities that perform central depository, central counter-party, or guarantor functions

  • By: IE Staff
  • March 21, 2010 March 21, 2010
  • 10:37