Keyword: Securities regulations

566 results found

Canadian regulators looking for cost effective framework for regulating short sales

Three reports identify areas for improvement

Policymakers cautioned to avoid over-regulation

B.C. Finance Statutes Amendment Act introduced

Mandatory recognition for entities that perform central depository, central counter-party, or guarantor functions

  • By: IE Staff
  • March 21, 2010 March 21, 2010
  • 10:37

Province continues to oppose national securities regulator

Schedule details deadlines for marketplaces to meet from now until February 2011

Settlement includes $4 million investment in financial education campaign

  • By: IE Staff
  • December 21, 2009 December 21, 2009
  • 17:53

Current and future regulatory landscape to be discussed

  • By: IE Staff
  • November 24, 2009 November 24, 2009
  • 12:38

Those opting out of national regulator could be left behind; others, neglecting much-needed reforms