Keyword: Securities regulations

566 results found

Several initiatives planned to further enhance investor protection and education

Board decisions further global regulatory reform and strengthen IOSCO

Editorial

  • By: IE Staff
  • September 19, 2012 October 29, 2019
  • 23:00

Pressure mounts on the country's largest securities commission to move forward on its reform initiatives, both new and old

Four more countries sign IOSCO memorandum

Regulators want make sure that both investors and advisors understand the products that they’re buying and selling

AMF releases five-year strategic plan

Changes enable the Nova Scotia Securities Commission to conduct prosecution of insiders

  • By: IE Staff
  • April 19, 2012 April 19, 2012
  • 11:15

CPSS, IOSCO say principles are designed to strengthen operations and oversight of organizations

Province plans to further enhance the effectiveness of insurance sector regulation