Keyword: Securities regulations

570 results found

Editorial

  • By: IE Staff
  • January 15, 2013 October 29, 2019
  • 00:00

IIAC chief Ian Russell says global regulators are addressing issues that are important to Canada’s investment industry

Regulation aims to restore confidence and trust by setting standards

Meaningful protection requires legislative change

Several initiatives planned to further enhance investor protection and education

Board decisions further global regulatory reform and strengthen IOSCO

Editorial

  • By: IE Staff
  • September 19, 2012 October 29, 2019
  • 23:00

Pressure mounts on the country's largest securities commission to move forward on its reform initiatives, both new and old

Four more countries sign IOSCO memorandum

Regulators want make sure that both investors and advisors understand the products that they’re buying and selling