Keyword: Securities regulations

566 results found

Proposed rules and guidance relate to cross-border swaps

FCA says it will be much more proactive than the FSA

Regulators that haven’t signed on include supervisors in Argentina, Indonesia and Russia

National regulators acting in their own interests threaten to undo decades of cross-border co-operation

Editorial

  • By: IE Staff
  • February 1, 2013 October 29, 2019
  • 00:00

Recommendations aimed at improving the overall disclosure provided by issuers

Editorial

  • By: IE Staff
  • January 15, 2013 October 29, 2019
  • 00:00

IIAC chief Ian Russell says global regulators are addressing issues that are important to Canada’s investment industry

Regulation aims to restore confidence and trust by setting standards

Meaningful protection requires legislative change