Keyword: Securities regulations

570 results found

Firms with different business models need more flexibility in meeting compliance requirements

Policy implications are not limited to Ontario

New IOSCO committee says regulators in emerging markets need to play a more active role in global regulatory reform efforts

Provincial law not inconsistent with Charter rights

  • By: IE Staff
  • May 16, 2013 December 19, 2017
  • 12:40

Proposed rules and guidance relate to cross-border swaps

FCA says it will be much more proactive than the FSA

Regulators that haven’t signed on include supervisors in Argentina, Indonesia and Russia

National regulators acting in their own interests threaten to undo decades of cross-border co-operation

Editorial

  • By: IE Staff
  • February 1, 2013 October 29, 2019
  • 00:00

Recommendations aimed at improving the overall disclosure provided by issuers