Regulators and industry differ over the key risks facing securities markets
At meeting in Madrid, the board discussed progress on a number of initiatives
The group of global securities regulators is surveying stakeholders for their views
Report highlights issues where regulators should consider whether their current practices are adequate to oversee and mitigate risk
OSC mystery shoppers seek “investor experience”
Report says regulators need to take action on issues such as mutual fund fees
Consultant helped scholarship plan dealer meet the regulator's recommendations
Colleges will monitor rating agencies to improve cross-border oversight
Increased competition and technology are drivers for exchange concentration, says OSC chairman
Regulators should be cautious, placing more emphasis on efficiency in the regulation of capital markets to calm nervous investors
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