Keyword: Securities regulations

566 results found

Report says regulators need to take action on issues such as mutual fund fees

Consultant helped scholarship plan dealer meet the regulator's recommendations

Colleges will monitor rating agencies to improve cross-border oversight

Increased competition and technology are drivers for exchange concentration, says OSC chairman

Regulators should be cautious, placing more emphasis on efficiency in the regulation of capital markets to calm nervous investors

  • By: Ian Russell
  • October 27, 2013 November 17, 2019
  • 23:00

IOSCO launches its first securities markets risk outlook

Regulators review 31 jurisdictions including Alberta, Ontario and Quebec

It's crucial that future regulation not be based on Canada's lack of confidence due to a misguided inferiority complex

OSC’s Wetston tapped to lead efforts as global regulators meet in Luxembourg

Regulators encouraging 28 more countries to join international enforcement regime