Keyword: Securities regulations

571 results found

Regulatory developments both at home and abroad have resulted in an unprecedented landscape, lawyer says

The goal is to help firms prepare for new compliance requirements

Proposals establish when these transactions would be subject to SEC reporting and disclosure requirements

Groups say TTIP should include a framework for financial services regulatory cooperation

Feedback from stakeholders welcome

The Ontario securities regulator has issued a draft of its 2015 priorities

Interconnected global markets and the aftermath of the financial crisis make the current regulatory environment necessary, OSC chief says

Among various decisions, the CSA's ruling on CRM2 deadlines is getting the most attention

Among the issues facing the rule-makers are creation of the CCMR and implementation of CRM2 reforms

The past 12 months included a wide range of significant changes, from implementing CRM2, to fresh steps toward a national regulator