Keyword: Securities regulations

566 results found

Canadian authorities are adhering to the principles for most types of infrastructure, but they are not fully compliant with all principles for all firms

October event coincides with IOSCO meeting in Toronto

Global securities regulators to tackle emerging issues

A wide range of comments recommend that the OSC tackle several key priorities, including advisor licensing

Various factors are putting pressure on credit market liquidity and forthcoming regulatory reforms will likely exacerbate the liquidity problem, Ian Russell suggests

Regulatory developments both at home and abroad have resulted in an unprecedented landscape, lawyer says

The goal is to help firms prepare for new compliance requirements

Proposals establish when these transactions would be subject to SEC reporting and disclosure requirements

Groups say TTIP should include a framework for financial services regulatory cooperation

Feedback from stakeholders welcome