Keyword: Securities regulations

570 results found

New rules will make it easier for orders made in one jurisdiction to apply across the country

The ASC could not meet the objectives of securities regulation without having the power to investigate and compel information, court rules

Terms include the sharing of information

A letter from the U.S. self-regulatory organization highlights areas of concern

Canadian authorities are adhering to the principles for most types of infrastructure, but they are not fully compliant with all principles for all firms

October event coincides with IOSCO meeting in Toronto

Global securities regulators to tackle emerging issues

A wide range of comments recommend that the OSC tackle several key priorities, including advisor licensing

Various factors are putting pressure on credit market liquidity and forthcoming regulatory reforms will likely exacerbate the liquidity problem, Ian Russell suggests

Regulatory developments both at home and abroad have resulted in an unprecedented landscape, lawyer says