Regulators must have the courage to foster a responsive regulatory climate while protecting investors
Regulators are focused on strengthening market resilience
Additional proposals include updates to rules on underwriting arrangements
An improved version of IOSCO’s multilateral memorandum of understanding will enable regulators to collect more information about online activity
The regulator will also look at ways to be more responsive to solutions from the investment industry while maintaining appropriate investor protection
The SRO has published a revised edition of the proposed rules, with comments due on May 12
Proposal would make it easier to demonstrate and maintain qualifications
IOSCO reports on implementation of G20/FSB recommendations
The IIAC’s president and CEO says regulators need to be more open about the thinking that goes into their reform plans
The increase in revenue was due primarily to the impact of new fee rules, particularly higher participation fees
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