Keyword: Securities regulations

566 results found

3iQ Corp seeks to overturn a decision denying approval of the fund

3iQ argues the regulator set tougher standards for its fund in terms of valuation, custody and liquidity

The new proposals set out registration and prospectus exemptions in several provinces

The charges come two years after the automaker settled with the U.S. over criminal and civil charges

He'll serve the sentence consecutively with a three-and-a-half-year sentence for fraud charges

  • By: IE Staff
  • March 4, 2019 November 13, 2019
  • 15:02

Policy conference will be May 20

The organization is accepting applications until March 22

Decision raises liquidity and custody issues

Securities regulators are developing a new, national exemption that would mimic an exemption introduced by several provinces

Proposal would give all issuers the ability to test market interest in an IPO before filing