Proposed framework would require planners and advisors to have an "appropriate credential"
The regulator says it will continue to work with the CSA on deferred sales charges and trailers to discount brokers
Baazov alleges the AMF was “abusive” and “malicious” in accusations filed against him in 2016
Guidance is effective immediately
3iQ Corp seeks to overturn a decision denying approval of the fund
3iQ argues the regulator set tougher standards for its fund in terms of valuation, custody and liquidity
The new proposals set out registration and prospectus exemptions in several provinces
The charges come two years after the automaker settled with the U.S. over criminal and civil charges
He'll serve the sentence consecutively with a three-and-a-half-year sentence for fraud charges
Policy conference will be May 20
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