Keyword: Securities regulations

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With the concept of a national regulator in limbo, the CSA plans to review the self-regulatory structure

ESMA also promises legislative changes to address market data costs

The MFDA's auditors and directors were also approved at the meeting

The new guidance, which takes effect in June, will reflect recent changes to AML obligations

The relationship with IIROC may change how firms approach OBSI inquiries, a letter says

Editorial

  • By: IE Staff
  • November 15, 2019 November 14, 2019
  • 00:02

Province will create a task force for the review

Regulators will look at whether they should continue to exclude trades done under ASDPs from insider reporting requirements

The move comes after the SEC accused Kik of conducting an illegal offering

Company claims its tokens are a currency not covered by securities laws