Keyword: Securities regulations

566 results found

Ontario's capital markets task force must deliver its report this autumn

Gordon Johnson has more than 30 years of experience in securities and administrative law

  • By: IE Staff
  • February 25, 2020 February 25, 2020
  • 14:26

Soliman to lead first "five-year" review since 2003

A decline in credit quality has been added to IOSCO's menu of concerns

Grant Vingoe will take over as acting chair following Jensen's departure on April 15

With the concept of a national regulator in limbo, the CSA plans to review the self-regulatory structure

ESMA also promises legislative changes to address market data costs

The MFDA's auditors and directors were also approved at the meeting

The new guidance, which takes effect in June, will reflect recent changes to AML obligations

The relationship with IIROC may change how firms approach OBSI inquiries, a letter says