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A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

IIROC hit firms with nearly $2M in sanctions in 2019

Individuals were sanctioned a similar amount

  • By: IE Staff
  • May 11, 2020 May 11, 2020
  • 14:48

CSA gives issuers relief on AGM disclosure

Companies have until Dec. 31 to file executive compensation disclosure, meet shareholder requests

In a time of turmoil, a new top dog at the OSC

Grant Vingoe steps in as Maureen Jensen leaves the regulator

EU regulators take patient approach to reporting deadlines

ESMA calls for leniency for fund managers, benchmarks and auditors

CSA pauses policy work

Regulators may provide further relief to industry, help for investors

Ontario securities task force has opportunity to do more

The task force’s approach should extend beyond updating the Ontario Securities Act

Global regulators all-in on pandemic perils

IOSCO shelving projects to focus on issues of volatility, liquidity and market stress

Raising capital in a crisis

ASIC provides relief to facilitate "low doc" offerings

Keeping the lights on for financial markets

IOSCO is committed to ensuring that markets stay open and operational

CSA extends filing, comment deadlines

Regulators provide 45-day extensions for filings, comment periods