Robert Bard becomes head of Cardinal Point's wealth management operations in Montreal, following acquisition of Dorchester
Move allows more time to deal with operational, regulatory issues
Junk fees, open banking and more proposed for the regulator’s next fiscal year
Review examines post-crisis response in securitization markets, signals CLO concerns
Alberta man stole more than $500,000 from vulnerable investors
This roundup includes a mix of industry veterans who have chosen new firms or ventures
Bonnie Lysyk, along with Josée Turcotte, will support the regulator in delivering its strategic plan
The man and his company were not registered to trade securities, BCSC says
Carl Icahn and Icahn Enterprises have agreed to pay $2M in total in penalties: SEC
Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more
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