Scholarship plans – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 10 Oct 2024 19:11:14 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Scholarship plans – Investment Executive https://www.investmentexecutive.com 32 32 CIRO proposes total cost reporting rules https://www.investmentexecutive.com/news/from-the-regulators/ciro-proposes-total-cost-reporting-rules/ Thu, 10 Oct 2024 19:11:14 +0000 https://www.investmentexecutive.com/?p=494471 Self-regulatory organization aims to harmonize with CSA's revised requirements

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With complaints soaring, OBSI fees set to climb https://www.investmentexecutive.com/news/from-the-regulators/with-complaints-soaring-obsi-fees-set-to-climb/ Fri, 13 Oct 2023 18:53:36 +0000 https://www.investmentexecutive.com/?p=473356 Banks to bear the brunt of fee increase, as case volumes jump

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Fund investors to get full cost disclosure, eventually https://www.investmentexecutive.com/news/from-the-regulators/fund-investors-to-get-full-cost-disclosure-eventually/ Thu, 20 Apr 2023 15:11:24 +0000 https://www.investmentexecutive.com/?p=464184 CSA and CCIR finalize CRM3 rules, give industry until 2026 to adopt

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Kaleido increases admin fees for scholarship plans https://www.investmentexecutive.com/news/products/kaleido-increases-admin-fees-for-scholarship-plans/ Wed, 23 Jun 2021 17:40:16 +0000 https://www.investmentexecutive.com/?p=424235 The change comes after nearly 10 years without an increase

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FAIR Canada requests relief for group RESP customers https://www.investmentexecutive.com/news/industry-news/fair-canada-requests-relief-for-group-resp-customers/ Fri, 24 Apr 2020 18:18:05 +0000 https://www.investmentexecutive.com/?p=399443 Regulators must protect vulnerable Canadians, group says

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OSC imposes permanent ban on Sam Bouji https://www.investmentexecutive.com/news/from-the-regulators/osc-imposes-permanent-ban-on-sam-bouji/ Tue, 10 Mar 2020 16:53:46 +0000 https://www.investmentexecutive.com/?p=396566 Global RESP Corp. to surrender its registration in settlement of case that dates back to 2014

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Are tougher RESP dealer rules needed? https://www.investmentexecutive.com/newspaper_/news-newspaper/are-tougher-resp-dealer-rules-needed/ Fri, 06 Mar 2020 05:14:00 +0000 https://www.investmentexecutive.com/?p=396239 Investor advocates argue that scholarship plan dealers should be subject to more stringent regulations

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OSC approves settlement with Heritage https://www.investmentexecutive.com/news/from-the-regulators/osc-approves-settlement-with-heritage/ Mon, 12 Jan 2015 22:15:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-approves-settlement-with-heritage/ Scholarship plan dealer reprimanded for compliance deficiencies

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OSC suspends scholarship plan rep https://www.investmentexecutive.com/news/from-the-regulators/osc-suspends-scholarship-plan-rep/ Fri, 29 Aug 2014 12:40:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-suspends-scholarship-plan-rep/ Rep introduced scholarship plan clients to an investment program beyond his registration

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OSC removes conditions from Global RESP https://www.investmentexecutive.com/news/from-the-regulators/osc-removes-conditions-from-global-resp/ Thu, 24 Apr 2014 18:00:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-removes-conditions-from-global-resp/ Settlement accepted on supervisory failings

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