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Keyword: Sales incentives

45 results found

CSA tells SEDI issuers to re-file profiles

Issuer profiles due by May 30

  • By: IE Staff
  • May 6, 2003 May 6, 2003
  • 15:10

Issuer registration on SEDI begins May 5

All Canadian public companies must comply

  • By: IE Staff
  • April 28, 2003 April 28, 2003
  • 15:30

IDA mandates dual registration for single stock futures

Firms, reps must be registered to trade securities and futures

  • By: IE Staff
  • March 17, 2003 March 17, 2003
  • 16:55

CCMA issues white paper improve corporate actions processing

Invites comments from industry stakeholders

  • By: IE Staff
  • October 24, 2002 October 24, 2002
  • 16:25

Incentive programs help us do a better job: agents

But some also acknowledge the ethical issue, that sales goals can be contrary to the client’s best interest