Sales incentives – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Fri, 28 Nov 2025 19:56:55 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Sales incentives – Investment Executive https://www.investmentexecutive.com 32 32 Trade, geopolitics loom large in OSC’s agenda https://www.investmentexecutive.com/news/trade-geopolitics-loom-large-in-oscs-agenda/ Fri, 28 Nov 2025 19:56:55 +0000 https://www.investmentexecutive.com/?p=526550 Reps’ court-side seats breach gift limits: FINRA https://www.investmentexecutive.com/news/reps-court-side-seats-breach-gift-limits-finra/ Mon, 03 Nov 2025 18:57:48 +0000 https://www.investmentexecutive.com/?p=524378 Bank reps under pressure to sell: OSC and CIRO https://www.investmentexecutive.com/news/from-the-regulators/bank-reps-under-pressure-to-sell-osc-and-ciro/ Wed, 09 Jul 2025 13:00:00 +0000 https://www.investmentexecutive.com/?p=514839 G20 reforms working, but risks remain: FSB https://www.investmentexecutive.com/news/g20-reforms-working-but-risks-remain-fsb/ Wed, 22 Jan 2025 19:46:46 +0000 https://www.investmentexecutive.com/?p=500738 OSC, CIRO to review banks’ sales practices https://www.investmentexecutive.com/news/osc-ciro-to-review-banks-sales-practices/ Tue, 26 Nov 2024 22:45:23 +0000 https://www.investmentexecutive.com/?p=497479 SEC targets brokers’ best interests compliance https://www.investmentexecutive.com/news/sec-targets-brokers-best-interests-compliance/ Tue, 22 Oct 2024 00:21:53 +0000 https://www.investmentexecutive.com/?p=495215 FCA to examine fairness in insurance sales https://www.investmentexecutive.com/news/fca-to-examine-fairness-in-insurance-sales/ Wed, 28 Aug 2024 17:49:01 +0000 https://www.investmentexecutive.com/?p=491774 Much work to be done, CSA year in review shows https://www.investmentexecutive.com/news/much-work-to-be-done-csa-year-in-review-shows/ Tue, 23 Jul 2024 11:00:04 +0000 https://www.investmentexecutive.com/?p=489713 U.S. regulators revive incentive pay proposals https://www.investmentexecutive.com/news/u-s-regulators-revive-incentive-pay-proposals/ Mon, 06 May 2024 19:04:35 +0000 https://www.investmentexecutive.com/?p=485296 BCSC sanctions sales-rule violations https://www.investmentexecutive.com/news/bcsc-sanctions-sales-rule-violations/ Fri, 25 Aug 2023 20:53:20 +0000 https://www.investmentexecutive.com/?p=470711