Risk profile – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Fri, 20 Dec 2024 15:48:46 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Risk profile – Investment Executive https://www.investmentexecutive.com 32 32 FCA sets out to redesign U.K. retail investment disclosure https://www.investmentexecutive.com/news/from-the-regulators/fca-sets-out-to-redesign-uk-retail-investment-disclosure/ Thu, 19 Dec 2024 19:23:36 +0000 https://www.investmentexecutive.com/?p=498942 Regulators seek more useful, flexible product disclosures

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]]> OSFI limiting leverage in bank mortgage portfolios https://www.investmentexecutive.com/news/industry-news/osfi-limiting-leverage-in-bank-mortgage-portfolios/ Fri, 12 Apr 2024 17:12:34 +0000 https://www.investmentexecutive.com/?p=483681 Measure aims to reduce risk of borrowers being unable to pay their loans

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]]> Nature disclosure a window of opportunity https://www.investmentexecutive.com/newspaper_/focus-on-products/nature-disclosure-a-window-of-opportunity/ Mon, 11 Mar 2024 04:05:00 +0000 https://www.investmentexecutive.com/?p=481451 Issuers that embrace new reporting standards could be pioneers in the field of biodiversity risk

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]]> CIRO’s investor office sets broad agenda https://www.investmentexecutive.com/news/from-the-regulators/ciros-investor-office-sets-broad-agenda/ Tue, 14 Nov 2023 14:01:38 +0000 https://www.investmentexecutive.com/?p=475232 Group to focus on investor-advisor relationships, complaints, suitability

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]]> Portfolio manager settles KYC, suitability issues https://www.investmentexecutive.com/news/from-the-regulators/portfolio-manager-settles-kyc-suitability-issues/ Thu, 27 Jul 2023 19:05:44 +0000 https://www.investmentexecutive.com/?p=469337 BCSC orders eight-year ban, alongside $60,000 penalty

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]]> New retirement realities call for new portfolio strategies https://www.investmentexecutive.com/insight/columns/new-retirement-realities-call-for-new-portfolio-strategies/ Tue, 20 Jun 2023 10:00:00 +0000 https://www.investmentexecutive.com/?p=467581 Reconstruction should focus on client needs, risk mitigation

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]]> How to prevent client complaints https://www.investmentexecutive.com/news/industry-news/how-to-prevent-client-complaints/ Thu, 24 Nov 2022 21:36:24 +0000 https://www.investmentexecutive.com/?p=456317 At FP Canada's annual conference, Bessner outlined red flags to identify and mitigate

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]]> Best kept secret about KYC https://www.investmentexecutive.com/inside-track_/ellen-bessner/best-kept-secret-about-kyc/ Mon, 25 Jul 2022 19:00:01 +0000 https://www.investmentexecutive.com/?p=448261 Advisors ignore this important know-your-client item to their detriment

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]]> Beware the narcissistic fund manager https://www.investmentexecutive.com/newspaper_/news-newspaper/beware-the-narcissistic-fund-manager/ Mon, 16 May 2022 04:17:00 +0000 https://www.investmentexecutive.com/?p=444157 Research finds narcissists take more risks and deliver lower returns

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]]> Investor sues advisor for not taking enough risk https://www.investmentexecutive.com/news/from-the-regulators/investor-sues-advisor-for-not-taking-enough-risk/ Thu, 22 Apr 2021 19:10:10 +0000 https://www.investmentexecutive.com/?p=420443 Court finds an investor's portfolio was too heavily concentrated in preferred shares, but that its low-risk strategy was appropriate

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