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Keyword: Risk profile

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Illustration of a businessperson using a magnifying glass to examine files

Regulators seek more useful, flexible product disclosures

Canadian flags in business district

Measure aims to reduce risk of borrowers being unable to pay their loans

ESG investment

Issuers that embrace new reporting standards could be pioneers in the field of biodiversity risk

investor protection

Group to focus on investor-advisor relationships, complaints, suitability

Judge looks at papers

BCSC orders eight-year ban, alongside $60,000 penalty

new direction

Reconstruction should focus on client needs, risk mitigation

angry client meeting

At FP Canada's annual conference, Bessner outlined red flags to identify and mitigate

Advisors ignore this important know-your-client item to their detriment

centre of attention

Research finds narcissists take more risks and deliver lower returns

Court finds an investor's portfolio was too heavily concentrated in preferred shares, but that its low-risk strategy was appropriate