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Keyword: Risk management

325 results found
Stock markets going up and down

Industry sees weaker S&P 500 returns: SIFMA

After two hot years, returns look lower, risks abound, survey finds

Industry applauds delay in SEC clearing rules

Move allows more time to deal with operational, regulatory issues

The Australian Coat of Arms in metal hangs on the glass wall of a building that reflects another high-rise across the street.

ASIC seeks to revive public markets

Australian regulator seeks ideas for revitalizing listings, curbing risks

Crypto coins

ESMA aims to set crypto proficiency standards

Regulator proposes knowledge standards under new crypto regime

Tiny bank

OSFI pause signals doubt over final Basel reforms

Full implementation of post-crisis reforms in peril amid competitive concerns

virtual regulation

ESMA to review fund managers’ internal controls

Review to take place throughout the year, ESMA to report in 2026

white house in washington dc

U.S. CFPB closure bad for consumers, OK for firms

Advocate's shutdown would ease legal and compliance costs, DBRS says

Chart showing ups and downs of stock market

Market risks high, correction possible: ESMA

Surging markets highlight risk of decoupling from economic reality

Fines graphic

FINTRAC sanctions securities dealer

Compliance review uncovered weaknesses in firm's compliance procedures

Rules and regulations

OSFI puts capital hike on hold, indefinitely

Regulator cites competitive concerns in pausing Basel III reforms