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Keyword: Risk management

286 results found
Judge looks at papers

Bill Hwang sentenced over hedge fund collapse that torched Wall Street

A creative woman asking a question at the office

SRO sets out common requirements, contemplates shift to annual CE cycle

Board room discussion

Report sets out recommendations for addressing risks posed by leverage build ups

a man on a precipice

Amid an expected easing in the U.S., the rating agency has a neutral outlook on global bank regulation

Pile of cryptocurrency coins

ESMA issues series of guidance ahead of new regime's launch at year end

Graphic of Europe

Basel Committee issues new guidance on counterparty credit risk weaknesses

Crypto money

OSC sweep uncovered issues with firms' account opening, client limits

A man looks through a magnifying glass

Despite intensified uncertainty, risk landscape is largely stable

AI computer

CSA issues new guidance, consults on possible future reforms to address AI advances

Fraud

Level of concern declines alongside interest rates, CSA reports