Keyword: Report Card on Banks

133 results found

Branch advisors say institutions aren’t adequately preparing them to use new technology

Advisors recognize the limits of a restricted shelf, but say they’re still able to serve clients

  • By: Katie Keir
  • September 18, 2023 September 15, 2023
  • 00:12
sharing ideas

The category saw the biggest rating improvement in the Report Card

Methodology for the 2023 Report Card on Banks

  • By: IE Staff
  • September 18, 2023 September 15, 2023
  • 00:07
Smiley faces

The Big Six are falling short of retail planners’ salary expectations

  • By: Emily Fox
  • September 18, 2023 September 18, 2023
  • 00:04
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Amid uncertain economic conditions, allocations are shifting away from equity funds and into fixed-income products

puzzle problem solving

Listening to advisor feedback and adapting strategies drove banks’ Report Card ratings

  • By: Katie Keir
  • September 18, 2023 September 15, 2023
  • 00:02
Mid-year blackboard

Performance gains in 2022 for the client account statements category peeled back in the 2023 Dealers’ Report Card

Hand stopping dominos

As OSC review gathers dust, regulators continue to question the ethics of proprietary-only product shelves

  • By: Katie Keir
  • August 23, 2023 August 23, 2023
  • 12:00
A woman adding a star to existing ratings

How branch-based financial advisors rated their firms’ performance

  • By: IE Staff
  • August 29, 2022 June 17, 2024
  • 00:10