Keyword: Regulatory reform

402 results found
advisor client meeting

Regulators propose new streamlined fund reports

Personal finances

Integration costs to be paid by 2027, SRO projects

Rules and regulations

Moves to sub-penny trading increments among reforms to reduce costs, enhance transparency

Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizing profits for large business organizations. (Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizin

Fed's revised endgame is weaker, but the changes are still good for banks' credit: Moody's

Group of business people holding puzzle pieces at a boardroom table

CIRO decides discretionary, discount accounts for fund dealers won't be pursued as part of rulebook consolidation project

old way, new way

Industry at odds with CIRO’s proposals on maximum penalties and dispute resolution

Businessman examines statistics on a page

Reforms follow a review that found shortcomings in existing arrangements

Illustration of a businessperson using a magnifying glass to examine files

Government proposes easing service requirements for investigative notices

Outcome of vote unlikely to have immediate credit impact: Fitch

Order demands US$12.7 billion in disgorgement, investor restitution