Keyword: Regulatory reform

388 results found
Group of business people holding puzzle pieces at a boardroom table

CIRO decides discretionary, discount accounts for fund dealers won't be pursued as part of rulebook consolidation project

old way, new way

Industry at odds with CIRO’s proposals on maximum penalties and dispute resolution

Businessman examines statistics on a page

Reforms follow a review that found shortcomings in existing arrangements

Illustration of a businessperson using a magnifying glass to examine files

Government proposes easing service requirements for investigative notices

Outcome of vote unlikely to have immediate credit impact: Fitch

Order demands US$12.7 billion in disgorgement, investor restitution

Pile of cryptocurrency coins

Regulators call time on interim approach to onboarding crypto firms

rules and regulations

Paper argues for more systematic cost/benefit, post-implementation analysis

right or wrong choice

Proposals seek to ease capital raising, bring back research bundling

Revisions seek to better align with global standards