Keyword: Regulatory reform

402 results found
rules and regulations

SRO proposes mandatory close-out requirements that aim to prevent failed trades, align with U.S. regime

consultation discussion

CCIR, CISRO propose new guidance on the design, distribution of seg funds

Magnifying glass

WFE research examines link between market cap and economic growth

Financial stock exchange market display screen board on the street

Group seeks harmonized requirements to facilitate buybacks

Judge looks at papers

Bill Hwang sentenced over hedge fund collapse that torched Wall Street

A creative woman asking a question at the office

SRO sets out common requirements, contemplates shift to annual CE cycle

a man on a precipice

Amid an expected easing in the U.S., the rating agency has a neutral outlook on global bank regulation

Crypto currency

Other issuers have until Dec. 31 to comply with the regulators' stablecoin rules

announcement

Trump nominates crypto advocate as next head of the SEC

The Australian Coat of Arms in metal hangs on the glass wall of a building that reflects another high-rise across the street.

Regulator launches effort to enhance transparency of firms' dispute resolution efforts