Regulatory reform – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 23 Jan 2025 18:55:14 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Regulatory reform – Investment Executive https://www.investmentexecutive.com 32 32 CSA to match SEC on trading fee caps https://www.investmentexecutive.com/news/from-the-regulators/csa-to-match-sec-on-trading-fee-caps/ Thu, 23 Jan 2025 18:55:14 +0000 https://www.investmentexecutive.com/?p=500845 SEC reforms under judicial review, Canadian regs won't change first

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]]> Europe launches T+1 committees https://www.investmentexecutive.com/news/from-the-regulators/europe-launches-t1-committees/ Wed, 22 Jan 2025 20:08:43 +0000 https://www.investmentexecutive.com/?p=500759 Industry committee to lead technical work on transition to faster settlement

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]]> G20 reforms working, but risks remain: FSB https://www.investmentexecutive.com/news/from-the-regulators/g20-reforms-working-but-risks-remain-fsb/ Wed, 22 Jan 2025 19:46:46 +0000 https://www.investmentexecutive.com/?p=500738 Review examines post-crisis response in securitization markets, signals CLO concerns

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]]> SEC launches crypto task force https://www.investmentexecutive.com/news/from-the-regulators/sec-launches-crypto-task-force/ Tue, 21 Jan 2025 21:05:38 +0000 https://www.investmentexecutive.com/?p=500668 Hester Peirce to lead agency's effort to bring more certainty to crypto sector

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]]> SEC makes last-minute enforcement push https://www.investmentexecutive.com/news/from-the-regulators/sec-makes-last-minute-enforcement-push/ Mon, 20 Jan 2025 19:37:19 +0000 https://www.investmentexecutive.com/?p=500545 Agency reports record enforcement filings, seeks to save dealer rule

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]]> U.K. delays final Basel reforms, again https://www.investmentexecutive.com/news/from-the-regulators/u-k-delays-final-basel-reforms-again/ Fri, 17 Jan 2025 21:41:17 +0000 https://www.investmentexecutive.com/?p=500460 Regulators pushback final post-crisis reforms ahead of new U.S. administration

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]]> AMF pledges proactive prudential supervision https://www.investmentexecutive.com/news/from-the-regulators/amf-pledges-proactive-prudential-supervision/ Thu, 16 Jan 2025 19:35:30 +0000 https://www.investmentexecutive.com/?p=500343 Regulator to consider fair treatment of clients amid firms' operational risks

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]]> Global regs seek safer margin calls https://www.investmentexecutive.com/news/from-the-regulators/global-regs-seek-safer-margin-calls/ Wed, 15 Jan 2025 22:30:10 +0000 https://www.investmentexecutive.com/?p=500312 Policymakers aim to address issues exposed in March 2020 market stress

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]]> Crypto hedge funds hampered by timid bankers: Report https://www.investmentexecutive.com/news/from-the-regulators/crypto-hedge-funds-hampered-by-timid-bankers-report/ Mon, 13 Jan 2025 21:38:44 +0000 https://www.investmentexecutive.com/?p=500110 AIMA survey finds crypto funds struggle to get basic banking services

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]]> CFTC sees turnover ahead of new Trump administration https://www.investmentexecutive.com/news/from-the-regulators/cftc-sees-turnover-ahead-of-new-trump-administration/ Fri, 10 Jan 2025 19:58:54 +0000 https://www.investmentexecutive.com/?p=499973 Regulator's head of enforcement, chair to depart next week

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