Keyword: Regulatory fees

49 results found

Regulator proposes a return to fees based on current market conditions

One-time relief on participation fees for small dealers, portfolio managers and reporting issuers

In response to industry complaints, proposed increases for registrants and issuers have been scaled back

Should the OSC consider sources of revenue other than fees?

Are dealers getting what they need from the regulators?

  • By: Ian Russell
  • December 14, 2012 November 17, 2019
  • 00:00

Ian Russell calls on OSC to make public its annual business plan and budget

OSC, IIROC aiming to keep fee increases under control

  • By: Megan Harman
  • September 20, 2012 September 20, 2012
  • 13:30

But the OSC's proposed fee hikes come at a tough time for the investment industry

Proposed changes to funding model