Home Regulatory fees

Keyword: Regulatory fees

52 results found
Piggy bank and coins on blue background

Fee increase to be phased in over five years, bring projected revenues in line with expenses

Computer screen

Emerging markets driving growth in junior stocks, WFE research finds

Personal finances

Integration costs to be paid by 2027, SRO projects

Hands in the air for questions

Consultation highlights industry concerns

priority

SRO integration and investor protection also on the agenda

Crypto coins

Cryptocurrency exchange says it does not direct its services at those in Canada

Old and new sign

Fees to rise for most firms as minimums go up, certain dealers pay higher share

Bitcoin cyptocurrency

Regulator adopts new charges to cover added costs on overseeing crypto sector

right or wrong choice

Improved proficiency for financial advisors still on the table amid persistent demand

magnifying glass

Firms are puzzling out how to balance significant overhead costs with advisor support

  • By: Katie Keir
  • November 21, 2023 November 21, 2023
  • 10:10