Keyword: Regulatory burden

136 results found

The CSA chair provided details Wednesday about the new SRO and why he's "all in" on CRM3

angry client meeting

Regulator's priorities for 2021–2022 include curbing compliance costs and ethical AI

A CSA proposal out for a 120-day comment period aims to enhance the quality and cost of financial reporting

Regulator reported a jump in filings in Q4

rules and regulations

Regulators expand list of qualifying courses to sell liquid alts

The securities regulator has released its draft priorities for fiscal 2021-2022

  • By: IE Staff
  • November 16, 2020 November 16, 2020
  • 13:40

Walied Soliman, chair of the Ontario Capital Markets Modernization Taskforce, offered a preview of the task force’s final report on Wednesday

rules and regulations

The revisions aim to reduce redundant requirements on trading venues

Province considering whether to allow virtual document signing permanently and whether marriage should still revoke a will

The umbrella group for North American securities regulators has identified 244 scams

  • By: IE Staff
  • August 21, 2020 August 21, 2020
  • 13:15